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Case Study
Financial Services500+ employees

FinGuard

Needed to deploy AI assistants across 12 compliance teams while maintaining strict regulatory requirements.

73%
Reduction in compliance review time
Zero
Compliance violations since deployment
4 days
Deployment time vs 3 months planned
200+
Team members using the system

The Challenge

FinGuard's compliance teams faced mounting pressure to process more reviews faster while maintaining regulatory standards.

12 compliance teams with different regulatory requirements
AI outputs needed to follow strict financial regulations
Complete audit trail required for all AI-generated content
Integration with existing compliance workflows

The Solution

Working with Thread Transfer, FinGuard deployed a customized AI system across all compliance teams.

Deployed Mirror Agent with custom compliance guardrails
Built audit logging into every AI interaction
Created team-specific configurations within shared framework
Integrated with existing document management systems

"Thread Transfer gave us the control we needed to deploy AI across our compliance teams. The audit trail alone saved us months of custom development."

Sarah Chen
Chief Compliance Officer, FinGuard

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